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Harbor Now Has Both Broker-Dealer and Transfer Agent Licenses in the US

Security token startup Harbor has secured a transfer agent license from the U.S. Securities and Exchange Commission (SEC). A month after receiving a broker-dealer license from the Financial Industry Regulatory Authority (FINRA), Harbor was granted the license Thursday to better ensure interest and dividend payments to investors. The firm is the first blockchain company to be granted both licenses. Transfer agents act as liaisons between firms, investors and regulatory bodies by keeping track of investment …

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